Legal · Dubai
AML & Compliance Policy Overview
A concise overview of risk-based controls for UAE bullion onboarding and RFQs.
Governance
Controls follow the applicable UAE AML/CFT/CPF framework. Compliance approval is separate from commercial acceptance; incomplete or out-of-scope requests may be paused, escalated or declined.
Due diligence
The desk may verify identity, legal existence, authority, ownership, transaction purpose and expected activity before issuing executable terms.
Enhanced review and screening
Higher-risk structures, jurisdictions, persons, payments or transactions may require enhanced evidence, senior approval and screening against applicable UAE and UN designations.
Monitoring and records
Activity is reviewed against the customer profile, payment and fulfilment route. Relevant KYC, screening, transaction and decision records are protected and retained as required.
Official references
Last reviewed: July 2026 · Dubai, UAE.